top | item 26280130

SEC suspends trading in 15 securities due to questionable social media activity

324 points| minkeymaniac | 5 years ago |sec.gov

212 comments

order

kristopolous|5 years ago

The list is two clicks away, buried a couple paragraphs deep, here's the copy paste of what everyone is looking for

Bebida Beverage Co. (BBDA);

Blue Sphere Corporation (BLSP);

Ehouse Global Inc. (EHOS);

Eventure Interactive Inc. (EVTI);

Eyes on the Go Inc. (AXCG);

Green Energy Enterprises Inc. (GYOG);

Helix Wind Corp. (HLXW);

International Power Group Ltd. (IPWG);

Marani Brands Inc. (MRIB);

MediaTechnics Corp. (MEDT);

Net Talk.com Inc. (NTLK);

Patten Energy Solutions Group Inc. (PTTN);

PTA Holdings Inc. (PTAH);

Universal Apparel & Textile Company (DKGR);

Wisdom Homes of America Inc. (WOFA).

The SEC also recently issued orders temporarily suspending trading in:

Bangi Inc. (BNGI);

Sylios Corp. (UNGS);

Marathon Group Corp. (PDPR);

Affinity Beverage Group Inc. (ABVG);

All Grade Mining Inc. (HYII);

SpectraScience Inc. (SCIE).

phire|5 years ago

I picked one, EHOS.

The price has been a solid $0.00 for over six years. 100% worthless

Then a few days ago it suddenly jumps to $0.0013

Sounds like the SEC have found a bunch of social media accounts in the early stage of doing a classic Pump & Dump on worthless penny stocks. Nothing at all to do with WSB

dj_mc_merlin|5 years ago

Does not include GME. Obviously they didn't want to let that make the headline go to waste..

kaminar|5 years ago

50 years too late...this has been going on forever...they never investigate penny stocks or their broker ilk...pump and dump

xyst|5 years ago

these are penny stocks, not surprised. actually most of them are sub-penny stocks. surprised they are still listed for public trading.

very easy to do a "pump and dump" scheme especially in the digital or social media age

vmception|5 years ago

whew my jaw dropped at that headline but its ok

oip|5 years ago

Hi all,

I am a mod on r/WallStreetBets and wanted to share with you that our bots haven't seen any of the tickers mentioned in the SEC press release.

We filter tickers based on a number of factors, but low market cap (below $1B), is the most common reason for content being removed.

One of our biggest issues is data reliability. If you know of an API that can provide accurate data and an exhaustive list of tickers (especially on non-US exchanges), please reach out to our modmail. [0]

Best,

OIP

[0] https://www.reddit.com/message/compose?to=%2Fr%2Fwallstreetb...

TameAntelope|5 years ago

Can someone explain to me why this dedicated but unpaid volunteer is trying to keep Reddit compliant with SEC regulations? What other company on the planet would shift that burden to its own users???

Happy to discover I’m not understanding the situation, but that seems absolutely bonkers to me. Does Reddit not have any lawyers?

jordinl|5 years ago

I'm actually writing an app that extracts company names or stock symbols from reddit posts. I'm using iexcloud.io to get a list of companies and their symbols. I haven't got the part of also adding financial information for those companies/stocks, but I'm sure it's not complicated.

I'm only fetching US and Canadian stocks from iexcloud and I've got around 24k of those. It's possible to fetch stocks from other countries but it seems most companies mentioned on Reddit are listed in a US exchange anyway.

dheera|5 years ago

People could also agree on a language to use in Reddit that uses a ticker to get through the approval system (e.g. AAPL) but then in the content of the message, indicate the ticker actually being discussed by look at the first letter of each of the first few words of the post.

For example

Subject: AAPL is awesome

Message: Generalizing My Equations in a very interesting way ...

When the mods catch on this and write bots to deal with it, we invent a new language. It's faster to invent codes than for mods to write bots so they can never keep up.

gerdesj|5 years ago

Hiya mate, nice of you to pop on by here. I'm a passable Redditor but I only sport concrete hands (ex Civ Eng nerd), certainly not diamond, but I will never despoil myself with paper hands!

jrockway|5 years ago

What is the next step in cases like these? Let's say social media activity led someone to making an unwise trade. Suspending trading doesn't fix the problem for that person, now they're just stuck in a bad position. Does the SEC ever "fix it" for that person, or is it all damage control now to reduce the extent of the problem, and those that are already in are kind of screwed?

thrill|5 years ago

The SEC can order trades to be reversed but the broker is then on the hook to make good on any shortfalls. Long ago I had a federal judge appoint me as the CEO of a small-cap company whose prior CEO (who I then gathered evidence on to send him to federal prison) had improperly created and sold significantly more shares than they were reporting. I asked for all shares sold and not reported to be reversed. The SEC declined. The system as we have (well, had, as I hope it's changed some) makes this not very hard to do. In fact, I found out some years later that one of the SEC attorneys I'd worked with went private and then aided a different small cap to pull the same scam. He got some quality Club Fed time out of the deal.

vorpalhex|5 years ago

If it's an unwise but innocent lead - like your friend who is dumb telling you what stocks to buy - then nothing because nothing criminal has happened.

If it's illegal, say a company or investor in that company created a bunch of social media bots to convince others to buy into the companies stock - then they'll get to hire a lawyer and go to court, get fined, etc.

op03|5 years ago

Algorithmic amplification of content is half baked. Outcomes will be random.

Algo amplification of content needs a timeout and a redesign.

Just look at HN. No one knows what will show up tomorrow morning. No one knows whether it will waste their time or be useful. Yet everyone shows up to consume the stream. And Like the SEC the mods have to react and counter react to what ever the hell happens.

If a simple HN algo amplification model has no roadmap to improvement cause no one really knows what to do about it, then to expect a roadmap to emerge in much more complex environments like Reddit, YouTube, Twitter, FB etc is delusional.

Therefore to prevent the constant periodic randomness injection into society that algo amplification of content produces, all algo amplification of all type of content should be put on hold.

dalbasal|5 years ago

Someone losing money on an unwise trade is more of a rhetorical instrument than an actual rationale. I don't think the SEC ever "fixes" it for an individual, but their investigations can open the door to fraud litigation (often class action) of some sort.

The SEC and the regulatory complex as a whole is more generally concerned with market integrity.

Statements like "social media attempts to artificially inflate their stock price" sound quite solid but is actually a nightmare to define directly. But, working definitions and action-inducers are usually related to market integrity issues.

gmiller123456|5 years ago

The main goal isn't to undue harm done, it's to prevent further harm. Halting trading both draws attention to the fact that there's an anomaly, and gives everyone time to research what is really going on. Getting compensation for the harm done is done through the courts.

mrtksn|5 years ago

Why not simply apply the gambling rules and be done with it? Then the social media activity becomes a fair game.

After that you should be able to buy a lootbox of stocks and receive fragments of penny stocks for watching videos.

Do we really need the extra steps?

joshstrange|5 years ago

Honest question: How often does the SEC do something like this? More specifically: How often does volatility caused by hedge funds result in suspended trading of certain stocks?

kristopolous|5 years ago

Frequent enough that they provide an RSS feed. List is here: https://www.sec.gov/litigation/suspensions.htm

Also check the previous years, they appear to be archived static pages as opposed to say a database query populating a template - really makes me wonder how this site is built.

SpicyLemonZest|5 years ago

To clarify, the issue here isn't just volatility. The companies in question haven't made any SEC filings in over a year, which generally means they're not really doing business anymore and certainly means it's hard to imagine a value-based case for trading them. The SEC often suspends trading after a few years of no filings (random example from 2020: https://www.sec.gov/litigation/suspensions/2020/34-89717-o.p...), and it's reasonable that a pumping scheme might push them to act faster.

ldbooth|5 years ago

Meanwhile most major banks are convicted felons in the US. JPMorgan, Citibank, Wells Fargo...

pylua|5 years ago

I think you are onto something. The most privileged class of "person" in the united states is corporations that get slaps on the wrist for breaking laws.

Now I understand why Dr evil from Austin powers ran a corporation.

mike503|5 years ago

I’m confused at the end goal here. Is this for “protection” or for “fraud” concerns? Stock manipulation isn’t legal, but banding together to pump and dump and things like that... if they’re not part of the company where insider trading or anything could be a reason, how is that really anything that should be regulated? Sounds like free market to me.

This just seems like worries that the villagers are figuring out ways to band together and the rulers are scared.

systemvoltage|5 years ago

I disagree with classism take on GME and other meme stocks. If anything else, it’s the opposite. The common person is being manipulated and the hedge funds and major personalities on these social media are raking in.

It’s the biggest misconception of this entire meme stock phenomenon.

HNfriend234|5 years ago

If you look at the list of stocks you can all see they are super super tiny companies so likely it is fraud schemes aka pump and dump. That's when a small group of people (typically) organize an effort to pump a stock using false information. Since these stocks are so small, even getting a few amount of small investors to buy in could result in significant profits for the fraudsters. Doing a pump and dump on a stock like GME would be extremely difficult to pull off.

nerdponx|5 years ago

The end goal here is to stop suspected illegal pump & dump activity.

The definition of "pump & dump" is to make false or misleading statements in order to get the price to go up, so that you can sell. It is not free market activity; it is fraud.

elliekelly|5 years ago

> if they’re not part of the company where insider trading or anything could be a reason, how is that really anything that should be regulated? Sounds like free market to me.

The “pump” is the action of fraudulently inducing someone to buy the security which is against the law.

morelisp|5 years ago

In these situations it's other villagers, not the rulers, who are the ones left holding the bag.

computronus|5 years ago

The suspensions are due to "questionable trading and social media activity", so they are apparently looking at more than social media.

Still, the consequence may be that the social media activity moves to venues that the SEC can't observe as easily.

nerdponx|5 years ago

Still, the consequence may be that the social media activity moves to venues that the SEC can't observe as easily.

In that case... good! The whole point of a pump & dump is that you get other people to bump the price for you, then you sell, and leave everyone else holding the bag. If they can't do it on social media, then they can't do it at all. It's not like selling drugs where people are going to move to some kind of black market for stock tips. It's just not going to be out there, so people won't fall for it because it won't exist anymore. Mission accomplished in my opinion.

Unless you plan to run a pump & dump scheme through Twitter/Facebook DMs?

jl2718|5 years ago

Unfortunately they’ll never keep up with the ‘demand’ for market manipulation unless they fix the ‘supply’ of scared people that have no stable store of value. What you’re witnessing, is a vote of no confidence in monetary policy, and a scared populace, unfortunate breeding grounds for small time scammers as in these stonks. I’m sure there’s more; people don’t know anything about what they’re investing in. That includes top investors and analysts. It’s all pump and dump, just more elaborate as it gets bigger.

I don’t know what the fed’s objective is anymore (actually ever), but a successful nation is one in which people are not concerned with finances at all, except that they put their minds and hands to socially-positive activity. Now our savings account is an endless gamble on stocks. Might as well be sports betting; that’s at least a lot more transparent.

I don’t want to put 10 seconds a year into thoughts about finances, taxes, housing costs, inflation, deflation, interest rates, stocks, bonds, Bitcoin, or whatever. But their policies are forcing me and so many other people to put our whole lives into it. It’s probably 80% of the economy right now, totally wasted on a few people’s failed theories about macroeconomics, the same people over and over again, covering for their mistakes with new failing theories and policies. Unfortunately we can’t just write it down mathematically, program it into a computer, release source, and be done with it. No; it’s based on their personal feelings at any given moment. Oh and by the way, it all just so happens to make them and their families and friends and business and religious associates impossibly wealthy. Must be because they “understand” more than we do. Sure.

I wonder if they ever think, “hey, maybe if we want less financial manipulation, we should stop doing it ourselves.” (Not the SEC; they just react.)

You should not be an investor. You should save until you have everything you’ll ever need, and then invest in things you know about, and only because the money is going toward something productive and socially-valuable, as in the society that you, individually, want to live in. This is the most powerful form of voting. Index funds don’t solve the problem. That’s just paying someone else to steal your vote.

gorgoiler|5 years ago

If you post on Reddit to promote a stock and also buy some of that stock, you’re fine.

If you denounce the stock at the same time as you sell it, you are also fine.

If you promote-and-sell* or denounce-and-buy, the SEC will be contacting you for assistance in their ongoing investigation.

*pump-and-dump

abarrak|5 years ago

There's also that rubbish app (forgot its name) for parent control in phones is not in the list. Only 1 employee (founder) and in daylight using twitter to cash out, manipulate the price, issue more shares, etc..

intricatedetail|5 years ago

What's next? Allowing only profitable trades? This is a worrying trend when SEC thinks they know better and usurp the right to tell people what to do with their own money. They should look at banning sales of borrowed shares, but that would upset their rich mates?

ketanmaheshwari|5 years ago

The title should be edited to say (not GME/AMC/BB/NOK).

modeless|5 years ago

Not Gamestop or AMC, which is what I thought at first.

runawaybottle|5 years ago

AMC is trading at like a reasonable price, why does that one keep getting lumped in?

I’m long AMC sub $10 :p

mtnGoat|5 years ago

Whatever happened to a free market in the land of the free?

Every investor Should be aware of the risk that they could lose everything and that markets, whether we like it or not, are manipulateable.

Let them run wild.

airhead969|5 years ago

So does this mean anyone can selectively game the freezing (DoS) of any stock by throwing spurious social media activity?

tclancy|5 years ago

Sure. Try it with something worth more than zero and see if you can grab a significant position in order to make the scam worthwhile. Consider what the margins to make a killing on a pump and dump look like on a stock that sells for $100/ share.

Every generation thinks they invented scams.

liquidify|5 years ago

I bet it really pisses them off that they can't stop trading in Dogecoin.

chovybizzass|5 years ago

this is how they stop us. move to crypto.

Ecstatify|5 years ago

Ironic that you say move to crypto when ICOs have been the biggest pump & dump schemes of the last few years.

Proven|5 years ago

[deleted]

ffhhj|5 years ago

[deleted]

paulie_a|5 years ago

The SEC has caught up to 2001, yay

techbio|5 years ago

Can't resist, forgive me:

"FEC suspends [nothing] due to questionable social media activity"

techbio|5 years ago

Yes, ok, different agencies, different laws, different domains, different impact, but same brave new world and the divergent responses seemed moderately interesting.

Simulacra|5 years ago

Will they do this every time, and what's the breaking point before reform?

phone8675309|5 years ago

They will do this every time that a business criminal friend of a high government official stands to lose a ton of money.

nojito|5 years ago

Many of these OTC stocks were spammed on r/wsb and others during the GME surge.

emteycz|5 years ago

You must've confused the sub. Wallstreetbets utilizes automod which will delete any mention of these tickers.