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kazamaloo | 3 years ago

I still regret not liquidating at the end of 2021 while all CEOs were selling their positions by the 10s of millions.

discuss

order

filoleg|3 years ago

Were they abnormally liquidating those things at the end of 2021 compared to other years?

Asking because I would expect executives to sell "by the 10s of millions" pretty much every year. Especially since they cannot really sell on a whim (in the US), as executives are legally required to file their stock purchase/sell plans with SEC far ahead of time.

sokoloff|3 years ago

10b5-1 plans do not have to be filed with the SEC.

(The use of a 10b5-1 is also not technically a legal requirement, but is a workaround to allow planned sales even if you become aware of material, non-public information between the time of entering into the plan and the time of the trade.)